Job description
Role Overview We are seeking a detail-oriented and proactive Compliance Officer to join a fast-growing global fintech company specializing in trading and financial technology solutions. Based in the UK, this role will play a key part in ensuring the firm operates in full compliance with UK regulatory requirements while supporting the continued expansion of a global trading business. The successful candidate will work closely with senior management, operations, and client-facing teams to maintain strong compliance and governance frameworks. Key Responsibilities • Support the development, implementation, and maintenance of the firm’s compliance framework in line with FCA requirements • Monitor regulatory developments and assess their impact on business operations and policies • Ensure adherence to AML, KYC, CDD, and financial crime prevention regulations • Conduct client due diligence reviews and ongoing monitoring activities • Act as a point of contact for regulatory queries and internal compliance matters • Assist with regulatory reporting, audits, and internal reviews • Review and approve client onboarding documentation and account activity • Support compliance training and awareness programs across the organization • Investigate potential breaches and support remediation actions • Maintain accurate compliance records and documentationRequirementsQualifications and Experience • Bachelor’s degree in Law, Finance, Business, or a related field • 2-3 years of experience in a compliance role within fintech, trading, brokerage, or financial services • Strong knowledge of UK regulatory requirements, including FCA rules • Solid understanding of AML, KYC, CDD, and financial crime frameworks • Experience working with trading platforms or financial products is an advantage • Held previous compliance functions and ready to be SMF16/17 Skills and Competencies • Strong attention to detail and analytical skills • Excellent written and verbal communication skills • Ability to work independently and manage multiple priorities • Strong stakeholder management and cross-functional collaboration skills • High ethical standards and sound professional judgment • Proficient in compliance monitoring tools and documentation system